MEDIA
Vast Changes to MicroCap Financing Part II: The SEC Strikes Back 2Q 2022 — MicroCap Review Magazine
PULLP partner working with lobbying groups to fight the city's surcharge rule May 5, 2021 — NY1
PULLP partner's advice to small businesses on getting through Covid-19 March 11, 2020 — Grit Daily
PULLP Partner presents at NIBA 2019 Conference November 12, 2019
PULLP client SWK Rings Nasdaq Opening Bell August 21, 2018 — PR Newswire
PULLP client SWK Rings Nasdaq Opening Bell [VIDEO] August 21, 2018 — PR Newswire
PULLP Partner, Jonathan Uretsky at far left
COMPLY-Altering documents trips up brokerage staff, triggers headaches December 4, 2014 — Thomson Reuters
SEC Slaps Wells with $5M Fine for Insider Trading Failures September 23, 2014 — FundFire
SEC's Fleming Pushes to Charge Advisors to Fund Exams August 22, 2014 — FundFire
New case alleges improprieties at Wall St. watchdog February 24, 2014 — Thomson Reuters
Finra Wins OK for Plan to Publicize More Actions Vs. Brokers June 24, 2013 — The Wall Street Journal
Email Failures Can Hurt Brokers, Too May 30, 2013 — The Wall Street Journal
Data Sheds Light on All-Public Arbitration Outcome [VIDEO] December 19, 2012 — The Wall Street Journal
Data Sheds Light on All-Public Arbitration Outcomes November 20, 2012 — The Wall Street Journal
Morgan Keegan and ex-NBA star in dispute over interest November 19, 2012 — Thomson Reuters
Exclusive: Merrill misstep may hurt battle vs. broker claims May 25, 2012 — Thomson Reuters
3rd DCA unmoved by Miami Beach millionaire's appeal over Amex charge January 25, 2012 — Daily Business Review
Sophisticated Investor Defense Losing Steam January 20, 2012 — The Wall Street Journal
The legal landscape for MF Global's Jon Corzine November 2, 2011 — Thomson Reuters
Intersection Ahead: The Perils of Parallel Proceedings — Continuing Legal Education Course
Finra fines five brokerages for improper 'handling fees' September 7, 2011 — Thomson Reuters News & Insight
Lehman Pursues Former Brokers' Bonuses August 16, 2011 — Wall Street Journal
What The Credit Downgrade Means For You [VIDEO] August 7, 2011 — NBC New York
Will Ferrell, Others Lose Case Against J.P. Morgan November 18, 2010 — Wall Street Journal
When The SEC Calls Your Clients [VIDEO] September 17, 2010 — Market Watch
No Pity for Advisers Who Overcharge August 4, 2010 — Financial Adviser by Dow Jones
Finra Panel Orders JP Morgan To Pay Customer More Than $2M July 18, 2010 — Securities News & Law Directory
Arbitration Awards Are Too Mysterious May 10, 2010 — Financial Adviser by Dow Jones
COMPLIANCE WATCH: Arbitration Awards Are Too Mysterious May 6, 2010 — The Wall Street Journal
Industry Frets Over SEC Custody Proposal May 18, 2009 — The Compliance Exchange
Industry Frets Over SEC Custody Proposal May 18, 2009 — The Wall Street Journal
Facing Judgement June 23, 2008 — JCU, traderdaily.com
But the Oracle Said It Was OK. January 1, 2008 — JCU, traderdaily.com
There's A New Sheriff in Town August 3, 2007 — JCU, traderdaily.com
Press Tycoon Done In by Videotape July 13, 2007 — JCU, traderdaily.com
Another Mission Accomplished Goes Unaccomplished February 22, 2007 — JCU, traderdaily.com
Securities Arbitration vis a vis Securities Litigation: To Be or Not To Be March 2006 — Bloomberg Law Reports®
Halftime at the Enron Trial March 28, 2006 — JCU, traderdaily.com
The Top 5 of ‘05 December 27, 2005 — JCU, traderdaily.com
The Sheriff of Wall Street or Just Another Wall Street Lawyer? December 2, 2005 — JCU, traderdaily.com
Bad News, Except for the Lawyers October 17, 2005 — JCU, traderdaily.com
Greed Is Good : Not Anymore September 21, 2005 — JCU, traderdaily.com
Down On the Bayou August 29, 2005 — JCU, traderdaily.com
Choices and Lies, or Evil? February 7, 2006 — JCU, traderdaily.com
Prevailing Against Customer Claims May 24, 2005 — American Conference Institute